Showing posts with label Gavin Schmidt. Show all posts
Showing posts with label Gavin Schmidt. Show all posts

22 June 2011

ATI NASA lawsuit

On the heels of it's failed appeal to NASA on the issue of James Hansen's 'Permission to engage in outside activity' forms, ATI's Christopher Horner has filed suit against NASA in DC District Court:

ATI NASA Hansen FOIA lawsuit

This lawsuit is notable for a number of misleading claims and for the argument that Horner is pursuing which is in complete opposition to the argument Horner pursued (wearing his CEI hat) in his other NASA FOIA lawsuit.

The technical issue at stake in the original ATI FOIA request is whether forms filled out by NASA employees to request permission to undertake outside activity fall under the FOIA exemption for personnel matters. Since it is clear that the requests are for non-official activity (by definition), and that federal employees have an expectation of privacy for non-official activities, the terms for the privacy exemption would clearly seem to be met.

This can be overridden with a strong enough 'public interest' which can be weighed against the privacy rights of the individual. However, in order to demonstrate a 'public interest' (note this is not the same as whether a member of the public is interested), Horner has brought up a number of tangential, irrelevant and just plain false accusations against Hansen, both in the lawsuit and in the commentary he has published online. Without a clear argument that there is a real issue with respect to NASA compliance with ethics rules, the public interest test is unlikely to be met.

A few examples: Horner accuses Hansen of receiving $1.2 million in outside income for work done as a federal employee. He does not note in the commentary (though it is stated in the lawsuit), that most of these monies were for international prize awards which, like a Nobel Prize, can be accepted by federal employees and do not count as 'outside activity' for which permission must be sought*(see update). The relevent federal ethics guidelines are quite explicit (see part d.1, and example 1). The four prizes in question (the Blue Planet Prize $550,000, the Heinz award $250,000, the Dan David award ($333,000?) and the Sophie Prize, $100,000) are all examples of an

... award .. made as part of an established program of recognition:

(i) Under which awards have been made on a regular basis or which is funded, wholly or in part, to ensure its continuation on a regular basis; and

(ii) Under which selection of award recipients is made pursuant to written standards.

for which no prior permission is required.

Thus the insinuation that Hansen might not have complied with ethics guidelines by not filing 'Outside activity' forms for these prizes (which are not required) is clearly misleading (forms would have been required for speaking engagements and the like which apparently total to only $48,000 over 4 years).

Similarly, the claim in the lawsuit that Hansen received $720,000 from George Soros is simply fictitious.

Even more curious is the use by Horner of documents produced by NASA in the CEI case (for which Horner is the lead attorney). These consist of some "Outside activity" forms from Gavin Schmidt, specifically one related to his activity on the RealClimate blog (see the filings in this case for more details). These forms were released in court filings, not through a FOIA request, and so do not have any relevance for determining whether there is a statutory right to see these forms via FOIA.

The issue in question in the CEI vs NASA case is whether blogging was part of Schmidt's official duties (NASA says it was not, while CEI is arguing the opposite). However in this case, Horner is arguing that for the period prior to the filing of Schmidt's "Outside activity" form, Schmidt (and GISS) were out of compliance with ethics rules (which GISS and Schmidt have denied). For this to be the case though, one must at minimum accept that the RealClimate blogging was indeed not part of Schmidt's official duties (if it was part of his official duties, then obviously he could not be out of compliance with ethics guidelines related to 'outside activities'!). Thus, should this example be taken as evidence of NASA failing to uphold ethics rules, it would immediately undermine the argument put forward by Horner in the CEI case (that the RealClimate blogging was an official duty).

Having the same lawyer use two contradictory arguments in separate lawsuits against the same agency might be a sight to behold. One wonders if the judges will be impressed.

* Update: As noted in a comment, while prizes do not require the filing of an outside activity form, they do require a determination that they satisfy ethics rules before they can be accepted.

Issues: privacy exemptions

20 January 2011

CEI and NASA: Lawsuit (ongoing)

After an appeal is denied, or a requester is still not satisfied with the response, a lawsuit for judicial review can be filed.


NASA Complaint

This is ongoing litigation in DC District Court.

The DoJ (acting for NASA) submitted a motion for summary judgement:

Motion for Summary Judgment by DoJ in CEI vs NASA (2010)

which CEI responded to:

CEI response to DoJ motion for summary judgment in CEI vs NASA (2010)

and DOJ replied to:

DoJ reply to CEI in support of motion for summary judgement in CEI vs NASA (2010)

Motions are currently under consideration.

16 July 2010

CEI and NASA: Appeal

All US agencies have an internal appeals procedure if requesters are unsatisfied with the initial response. CEI was unsatisified with responses to their first three FOIA requests.


Horner Appeal


The appeal was rejected for two of the three requests, and for the third, it was remanded to GSFC for a 'do-over'.

GISS FOI Response to Appeal

Follow-on: Lawsuit (ongoing)

Issues: FOIA Appeals, definition of agency records

11 July 2010

Southeastern Legal and NSF

The Southeastern Legal Foundation (SLF) (Sourcewatch) is part of a petition to EPA to reconsider the Endangerment finding on carbon dioxide. Presumably in support of that, they sent 8 separate (but identically worded) FOIA requests to NSF regarding the grants, data and policy implications of the work of 8 scientists and co-workers and their universities, specifically:


  1. David Archer (U. Chicago)

  2. Malcolm Hughes (U. Arizona)

  3. Lee Kump (PSU)

  4. Michael Mann (PSU)

  5. Ray Pierrehumbert (U. Chicago)

  6. David Rind (NASA/Columbia U.)

  7. Gavin Schmidt (NASA/Columbia U.)

  8. Eric Steig (U. Washington)



Each request was similar to this one, except with the name and institution replaced:

10-186F 5996

Note that NSF is not a data repository (request 1), nor a custodian of policy advice from scientists (#3) - and certainly not that given to other agencies - and so most of this information is not going to exist at NSF. The extension of the vague requests to the entire university (#4) will also likely fail as being impossible to respond to.
Much of the information on awards, grants and funding to all NSF recipients (#2) is already in the public domain.

Issues: Prior existence of records, broadness of response

CEI and NASA: Part II

In January 2008, CEI made a FOI request for all communications by a specific scientist, Gavin Schmidt, related to the blog Realclimate.

FOIA Request #08-040


The issue originally in play here is to what extent correspondence that deals with non-official activities is an 'agency record'.


Issues: Definition of agency records

Follow-on: Response, Appeal (upheld), Second Response, Lawsuit (ongoing)